Investment Banking Advisory & Capital Markets

Lexington Park Capital Markets, LLC, a broker-dealer registered with the U.S. Securities and Exchange Commission and a member of FINRA and SIPC, offers investment banking advisory and capital markets transaction services.

We provide strategic advisory and capital raising services to Companies, their Boards of Directors and their Management Teams regarding:

  • Mergers, acquisitions, and divestitures
  • Equity and Debt offerings
  • Management and leveraged buyouts and spinouts
  • Distressed and turn-around restructurings
  • Balance sheet recapitalizations

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Lexington Park Capital Markets’ extensive domestic and international relationships introduce our clients to the broadest range of potential buyers and sellers. Our principals have completed transactions in the United States, Europe, Asia and Australia.


We have represented both buyers and sellers of companies across many industries and have provided creative buy or sell side advisory services tailored to our clients’ needs and goals.

Our Advisor Services:

  • Analyzing and developing strategic alternatives – build vs. buy
  • Valuation and Fairness Opinions
  • Conducting searches for buyers or sellers
  • Deal structuring and negotiations
  • Corporate restructurings and spinouts

Our Capital Raising Services:

  • Structure and arrange equity and debt financing options across all levels of an organization’s capital structure
    • Acting as placement agent for Common Stock or Equity Equivalent securities
    • Arranging Preferred Stock or other Debt offerings
    • Arranging bridge and other loan financings
  • Origination and sale of performing and non-performing loans, bonds and other assets
  • Preparation of marketing documents associated with a capital raise, merger or acquisition

As “Sell-side” bankers we represent:

  • Public and privately held global market leading corporations
  • Entrepreneurs and venture capital backed high growth businesses including disruptive start-ups
  • Experienced Management Teams – contemplating Management led buyouts and spinouts
  • Private equity and hedge fund sponsored entities
  • New and existing fund/ asset managers seeking new capital
Our Investors
 
We build bridges between capital and opportunity to help our clients navigate through volatile markets.

We maintain an ongoing dialogue with our investors – often originating transaction opportunities based on their investment and portfolio management needs.

Our investors seek both direct investment opportunities and opportunities to act as Limited Partners (LPs) in hedge and private equity funds sponsored by Lexington Park’s clients (see Capital Advisory for Private Equity and Hedge Fund Clients).

Having spent a significant part of our careers managing investment funds and principal investments, we have a firsthand knowledge of all aspects of the institutional investment process.  Our reputation for representing superior funds and private companies gives our clients timely access to sources of capital.

WE PRIMARILY ACT AS LEAD PLACEMENT AGENT FOR EQUITY AND DEBT OFFERINGS

Our investors include:

  • Private equity funds
  • Hedge fund managers
  • Funds of Funds
  • Insurance companies
  • Mutual funds
  • Banks and non-bank Lending institutions
  • Foundations and other mission based Institutions
  • University and private secondary school Endowments
  • Proprietary and principal investment vehicles of financial institutions
  • Public and Private Pension Plans
  • Registered Investment Advisors
  • Wealth Management Firms
  • Private Banks
  • Insurance Companies
  • Family Offices
  • Other Accredited Investors

Capital Advisory for Private Equity and Hedge Fund Clients

For Private Equity and Hedge Funds, Lexington Park Group raises investor capital for new and follow on funds.  Services we provide include:

  • Evaluation of market needs to identify emerging trends, opportunities and competitive positioning and market assessment
  • Development of marketing materials (including content)
  • Initial screening of investors
  • Dissemination of information, road show coordination and follow up
  • Advice on the due diligence process including developing a standardized due diligence questionnaire
  • Structuring partnership terms and conditions suitable for the current environment
 

Limited Partners for our clients have historically included:

  • Endowments and foundations
  • Public and corporate pension funds
  • Sovereign Wealth Funds
  • Multi-lateral and Development Funds
  • Funds of funds and their co-investment vehicles
  • Family offices and Registered Investment Advisors
  • Insurance companies and other institutional investors
  • Other Accredited Investors

Broker Dealer Disclosures

All securities are offered by Lexington Park Capital Markets, LLC (a member of Lexington Park Group), a Broker-Dealer registered with the U.S. Securities and Exchange Commission; a member of SIPC; and a member of FINRATM.

To contact FINRA’s BrokerCheck Hotline use (1-800-289-9999) or http://brokercheck.finra.org/

Investing in securities involves risks, and there is always the potential of losing money when you invest in securities.

Neither Lexington Park Group nor any of its affiliates, members, advisors, investment banking professionals or other employees provide legal, tax or accounting advice. You should consult your legal and/or tax advisors before making any financial decisions.

Asset allocation, diversification and rebalancing do not ensure a profit or protect against loss in declining markets.

Investment products, insurance and annuity products:

Are Not FDIC Insured Are Not Bank Guaranteed May Lose Value
Are Not Deposits Are Not Insured by Any Federal Government Agency Are Not a Condition to Any Banking Service or Activity

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